FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
|Investigations Initiated (Contraventions of the Loan & Trust Corporations Act)|
|Loan & Trust Corporations
* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.