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Statistics at a Glance - 2011

​Monitoring 2011

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Complaint Reviews 2​ ​1 ​1 0​ ​4
Onsite Compliance Exams ​0 ​0 ​0 0​ 0​
 

Investigations 2011

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click titles for definitions) Q1​ ​Q2 ​Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Loan & Trust Corporations Act)​
Loan & Trust Corporations ​0 ​0 ​0 ​1 1