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Statistics at a Glance

   2014     2013     2012     2011     2010     2009     2008     2007  


​Monitoring 2014

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
1
4
0
​0
5
0
0
0
0
0
 
 

Investigations 2014

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
Investigations Initiated (Contraventions of the Loan & Trust Corporations Act)
0
0
0
0
0
 
 


​Monitoring 2013

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
1
​4
1
​1
​7
0
0
0
0
0

 

Investigations 2013

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
Investigations Initiated (Contraventions of the Loan & Trust Corporations Act)
1
0
0
0
1


​Monitoring 2012

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
0
1
1
​1
​3
0
0
0
0
0
 

Investigations 2012

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.

 

Category (click titles for definitions)
Q1
Q2
Q3
Q4
Cumulative Total
Investigations Initiated (Contraventions of the Loan & Trust Corporations Act)
0
0
0
0
0
 


​Monitoring 2011

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Complaint Reviews 2​ ​1 ​1 0​ ​4
Onsite Compliance Exams ​0 ​0 ​0 0​ 0​
 

Investigations 2011

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click titles for definitions) Q1​ ​Q2 ​Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Loan & Trust Corporations Act)​
Loan & Trust Corporations ​0 ​0 ​0 ​1 1
 


​Monitoring 2010

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Complaint Reviews 1​ ​1 ​0 ​2 ​4
Onsite Compliance Exams ​0 ​0 ​0 ​0 0​
 

Investigations 2010

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click titles for definitions) Q1​ ​Q2 ​Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Loan & Trust Corporations Act)​
Loan & Trust Corporations ​0 ​0 ​0 ​0 ​0
 


​Monitoring 2009

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Complaint Reviews 1​ ​1 ​0 ​1 ​3
Onsite Compliance Exams ​0 ​0 ​0 ​0 0​
 

Investigations 2009

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click titles for definitions) Q1​ ​Q2 ​Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Loan & Trust Corporations Act)​
Loan & Trust Corporations ​0 ​1 ​0 ​3 ​0
 


​Monitoring 2008

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Complaint Reviews 0​ ​2 ​0 ​0 ​2
Onsite Compliance Exams ​0 ​0 ​0 ​0 0​
 

Investigations 2008

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click titles for definitions) Q1​ ​Q2 ​Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Loan & Trust Corporations Act)​
Loan & Trust Corporations ​0 ​0 ​0 ​0 ​0
 


​Monitoring 2007

 
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts criminal record checks, compliance audits, and reviews complaints in the sectors it regulates.
 
Category (click titles for definitions) Q1​ Q2​ Q3​ Q4​ Cumulative Total
Complaint Reviews n/a*​ ​n/a* ​0 ​0 ​2
 

Investigations 2007

 
The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
 
Category (click titles for definitions) Q1​ ​Q2 ​Q3 Q4 Cumulative Total
Investigations Initiated (Contraventions of the Loan & Trust Corporations Act)​
Loan & Trust Corporations ​n/a* ​n/a* ​2 ​0 ​0

* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.