Mortgage Brokers Sector - Enforcement - Statistics at a Glance - 2010

To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

2010 |
2009 |
2008 |
2007

Other Statistics:

CATEGORY (click titles for definitions)	Q1	Q2	Q3	Q4	CUMULATIVE TOTAL
MORTGAGE BROKERAGES
Conditional licenses granted	0	0	0	0	0
Licence Refusals	0	0	0	0	0
Licence Surrenders	0	0	0	0	0
Licence Suspension	0	0	0	0	0
Licence Revocations	0	0	0	0	0
Administrative Monetary Penalties Levied (# issued)	3	2	0	0	5
Administrative Monetary Penalties Levied ($)	$2,250	$1,250	0	0	$3,500
Letters of Caution issued	0	0	0	0	0
Charges laid in Ontario Court of Justice	0	0	0	0	0
Prosecutions (convictions / fines)	0	0	0	0	0
Closed Files (no enforcement action warranted)	0	0	0	0	0
MORTGAGE BROKERS
Conditional licenses granted	0	0	0	0	0
Licence Refusals	0	0	0	0	0
Licence Surrenders	0	0	0	0	0
Licence Suspension	1	0	0	0	1
Licence Revocations	0	0	0	0	0
Administrative Monetary Penalties Levied (# issued)	0	0	0	0	0
Administrative Monetary Penalties Levied ($)	0	0	0	0	0
Letters of Caution issued	0	0	0	0	0
Charges laid in Ontario Court of Justice	0	0	0	0	0
Prosecutions (convictions / fines)	0	1	0	0	1
Closed Files (no enforcement action warranted)	0	0	0	0	0
MORTGAGE AGENTS
Conditional licenses granted	0	0	0	0	0
Licence Refusals	0	0	0	0	0
Licence Surrenders	0	0	0	0	0
Licence Suspension	1	0	0	0	1
Licence Revocations	1	0	0	0	1
Administrative Monetary Penalties Levied (# issued)	0	0	0	0	0
Administrative Monetary Penalties Levied ($)	0	0	0	0	0
Letters of Caution issued	4	0	0	0	4
Charges laid in Ontario Court of Justice	0	0	0	0	0
Prosecutions (convictions / fines)	0	0	0	0	0
Closed Files (no enforcement action warranted)	2	0	0	0	2

* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.

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